The Kinesis Scaling Utility is designed to give you the ability to scale Amazon Kinesis Streams in the same way that you scale EC2 Auto Scaling groups – up or down by a count or as a percentage of the total fleet. You can also simply scale to an exact number of Shards. There is no requirement for you to manage the allocation of the keyspace to Shards when using this API, as it is done automatically.

You can also deploy the Web Archive to a Java Application Server, and allow Scaling Utils to automatically manage the number of Shards in the Stream based on the observed PUT or GET rate of the stream.

You can manually run the Scaling Utility from the command line by calling the ScalingClient with the following syntax.

java -cp KinesisScalingUtils-complete.jar -Dstream-name=MyStream -Dscaling-action=scaleUp -Dcount=10 -Dregion=eu-west-1 -Dwait-for-completion=true ScalingClient

Options: 
stream-name - The name of the Stream to be scaled
scaling-action - The action to be taken to scale. Must be one of "scaleUp", "scaleDown", "resize", or "report"
count - Number of shards by which to absolutely scale up or down, or resize to or:
pct - Percentage of the existing number of shards by which to scale up or down
min-shards - The minimum number of shards to maintain
max-shards - The maximum number of shards which will cap the scaling operation
region - The Region where the Stream exists, such as us-east-1 or eu-west-1 (default us-east-1)
shard-id - The Shard which you want to target for Scaling. NOTE: This will create imbalanced partitioning of the Keyspace
wait-for-completion - Set to false to return as soon as the operation has been completed, and not wait until the Stream returns to status 'Active'

Here are some useful shortcuts:

java -cp dist/KinesisScalingUtils-complete.jar -Dstream-name=MyStream -Dscaling-action=scaleUp -Dcount=10 -Dregion=eu-west-1 ScalingClient

java -cp dist/KinesisScalingUtils-complete.jar -Dstream-name=MyStream -Dscaling-action=report -Dregion=eu-west-1 ScalingClient

java -cp dist/KinesisScalingUtils-complete.jar -Dstream-name=MyStream -Dscaling-action=scaleUp -Dcount=3 -Dshard-id=shard-0000000000 -Dregion=eu-west-1 ScalingClient

The Kinesis Autoscaling WAR can be deployed as an Elastic Beanstalk application, or to any Java application server, and once configured will monitor the CloudWatch statistics for your Stream and scale up and down as you configure it.

Below you can see a graph of how Autoscaling will keep adequate Shard capacity to deal with PUT or GET demand:

To get started, create a new Elastic Beanstalk application which is a Web Server with a Tomcat predefined configuration. Deploy the WAR by uploading from your local GitHub copy of dist/KinesisAutoscaling-.9.8.8.war, or using the following S3 URLs:

Once deployed, you must configure the Autoscaling engine by providing a JSON configuration file on an HTTP or S3 URL. The structure of this configuration file is as follows:

[streamMonitor1, streamMonitor2...streamMonitorN]

a streamMonitor object is a definition of an Autoscaling Policy applied to a Kinesis Stream, and this array allows a single Autoscaling Web App to monitor multiple streams. A streamMonitor object is configured by:

{"streamName":"String - name of the Stream to be Monitored",
 "region":"String - a Valid AWS Region Code, such as us-east-1 or eu-west-1",
 "scaleOnOperation":"List<String> - the types of metric to be monitored, including PUT or GET. Both PutRecord and PutRecords are monitored with PUT",
 "minShards":"Integer - the minimum number of Shards to maintain in the Stream at all times",
 "maxShards":"Integer - the maximum number of Shards to have in the Stream regardless of capacity used",
 "refreshShardsNumberAfterMin":"Integer - minutes interval after which the Stream Monitor should refresh the Shard count on the stream, to accomodate manual scaling activities. If unset, defaults to 10 minutes",
 "checkInterval":"seconds to sleep after checking metrics until next check"
 "scaleUp": {
     "scaleThresholdPct":Integer - at what threshold we should scale up,
     "scaleAfterMins":Integer - how many minutes above the scaleThresholdPct we should wait before scaling up,
     "scaleCount":Integer - number of Shards to scale up by (prevails over scalePct),
     "scalePct":Integer - % of current Stream capacity to scale up by,
     "coolOffMins":Integer - number of minutes to wait after a Stream scale up before we scale up again,
     "notificationARN" : String - the ARN of an SNS Topic to send notifications to after a scaleUp action has been taken
 },
 "scaleDown":{
     "scaleThresholdPct":Integer - at what threshold we should scale down,
     "scaleAfterMins":Integer - how many minutes below the scaleThresholdPct we should wait before scaling down,
     "scaleCount":Integer - number of Shards to scale down by (prevails over scalePct),
     "scalePct":Integer - % of current Stream capacity to scale down by,
     "coolOffMins":Integer - number of minutes to wait after a Stream scale down before we scale down again,
     "notificationARN" : String - the ARN of an SNS Topic to send notifications to after a scaleDown action has been taken
 }
}

once you've built the Autoscaling configuration required, save it to an HTTP file server or to Amazon S3. Then, access your Elastic Beanstalk application, and select 'Configuration' from the left hand Navigation Menu. Then select the 'Software Configuration' panel, and add a new configuration item called config-file-url that points to the URL of the configuration file. Acceptable formats are 'http://path to file' or 's3://bucket/path to file'. Save the configuration, and then check the application logs for correct operation.

[
    {  
       "streamName":"streamName",
       "region":"regionName",
       "scaleOnOperation": ["PUT","GET"],
       "minShards":1,
       "maxShards":16,
       "refreshShardsNumberAfterMin":5,
       "checkInterval":300,
       "scaleUp": {
            "scaleThresholdPct": 75,
            "scaleAfterMins": 5,
            "scaleCount": 1,
            "coolOffMins": 15,
            "notificationARN": "arn:aws:sns:region:accountId:topicName"
        },
        "scaleDown": {
            "scaleThresholdPct": 25,
            "scaleAfterMins": 15,
            "scaleCount": 1,
            "coolOffMins": 60,
            "notificationARN": "arn:aws:sns:region:accountId:topicName"
        }
    }
]

[
    {  
       "streamName":"streamName",
       "region":"regionName",
       "scaleOnOperation": ["PUT","GET"],
       "minShards":1,
       "maxShards":16,
       "refreshShardsNumberAfterMin":5,
       "checkInterval":300,
       "scaleUp": {
            "scaleThresholdPct": 75,
            "scaleAfterMins": 5,
            "scalePct": 150,
            "coolOffMins": 15,
            "notificationARN": "arn:aws:sns:region:accountId:topicName"
        },
        "scaleDown": {
            "scaleThresholdPct": 25,
            "scaleAfterMins": 1,
            "scaleAfterMins": 15,
            "scalePct": 25,
            "coolOffMins": 60,
            "notificationARN": "arn:aws:sns:region:accountId:topicName"
        }
    }
]

Note that when scaling up, scalePct adds scalePct of the current capacity to the existing shard count of the stream. This means that, given the above config were triggered with a stream containing 75 shards, the scale up event would add 113 shards (ceil(1.5 * 75), where 1.5 is the float representation of scalePct: 150 above) to the existing capacity of the stream, meaning that we'd end up with a stream with 188 shards.

As of version .9.8.8, any scalePct for scaling up will be used literally, so with a Stream of 1 shard, even a scalePct of 1 will result in a new Shard being added.

When scaling down, the autoscaler does something similar, but in reverse. Assuming a scale down event is triggered with the above config on a stream with 75 shards, the scaler will subtract 19 shards (ceil(0.25 * 75) from the existing capacity of the stream, so we'd end up with 56 shards after our scale down is triggered.

As of version .9.8.8, the behaviour of scalePct above and below 100% has been rationalised, meaning that in a scaleDown config, a scalePct value of 50 will logically be treated the same as 200. Please validate your configurations to ensure that this doesn't change the desired target Shard count. You can view a wide array of examples of scale up/down behaviour in TestScalingUtils.java.

From version .9.5.0, Autoscaling added the ability to scale on the basis of PUT and GET utilisation. This change means that you carefully have to consider your actual utilisation of each metric prior to configuring autoscaling with both metrics. For information on how the AutoScaling module will react with both metrics, consider the following table:

To determine if the service is running, you can simply make an HTTP request to the host on which you run autoscaling. If you get an HTTP 200, then it's running. However, if there was a problem with system setup, from version .9.5.9, the service will exit with a fatal error, and this will return an HTTP 503. If you wish to suppress this behaviour, then please set configuration value suppress-abort-on-fatal and the system will stay up, but not working as expected.